Joseph Francis Mangiameli

Employer firm

Sound Financial Center LLC CRD 125767

$99.6M regulatory AUM 270 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Sound Financial Center
  Sequim, WA

Previous Registrations

• 1996-11-26 → 2003-12-01
  The Investment Center, Inc.
  Port Angeles, WA

Other Businesses

SFC TAX SERVICE. SOLE PROPRIETOR. DO TAX PREPARATION MOSTLY FOR MY INVESTMENT CLIENTS. TIME DEVOTED JAN-APRIL. APPROX. 80 HOURS PER MONTH. STARTED TAX SERVICE 10/1992. TAX SERVICE IS RUN OUT OF MY MAIN OFFICE-121 W BELL STREET. SEQUIM, WA 98382. THE TAX SERVICE IS AN INTEGRAL PART OF THE INVESTMENT BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-07
• S63 Uniform Securities Agent State Law Examination
  1994-10-26