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121 West Bell Street, Sequim, WA 98382 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2003-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sound Financial Center | Sequim | WA | 01/2003 | Present |
SFC TAX SERVICE. SOLE PROPRIETOR. DO TAX PREPARATION MOSTLY FOR MY INVESTMENT CLIENTS. TIME DEVOTED JAN-APRIL. APPROX. 80 HOURS PER MONTH. STARTED TAX SERVICE 10/1992. TAX SERVICE IS RUN OUT OF MY MAIN OFFICE-121 W BELL STREET. SEQUIM, WA 98382. THE TAX SERVICE IS AN INTEGRAL PART OF THE INVESTMENT BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-26 |
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