Sergio Iacovitti

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Red Bank, NJ
• 11/2016 → 03/2017
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
• 03/2017 → 04/2019
  Td Bank N.A.
  Mercerville, NJ
• 03/2017 → 02/2022
  Td Private Client Wealth Lcc
  Princeton, NJ
• 04/2019 → 02/2022
  Td Bank N.A.
  Princeton, NJ
• 02/2022 → Present
  Wells Fargo Clearing Services, Llc
  Marlton, NJ

Previous Registrations

• 2017-03-29 → 2022-03-17
  Td Private Client Wealth Llc
  Haddon Township, NJ
  Mercerville, NJ
  Princeton, NJ
• 2013-03-28 → 2017-03-23
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Trenton, NJ
  Trenton, NJ
  Charlotte, NC
  Haddon Township, NJ
  Charlotte, NC
  Red Bank, NJ
  Princeton, NJ
  Minneapolis, MN
• 2004-01-21 → 2006-01-13
  Wells Fargo Clearing Services, Llc
  Philadelphia, PA

Other Businesses

RENTAL PROPERTY, INVT RELATED, COLUMBUS, NJ, 33.3% OWNERSHIP, START DATE 10/31/2015, 0 HRS PER MONTH, 0 HRS DURING TRADING, MANAGE PROPERTY.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-27