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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2019-08-15 |
| TX | RA | APPROVED_RES | 2019-08-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Sain Tlouis | MO | 04/2015 | 08/2019 |
| Stifel Nicolaus & Co Inc | Medford | OR | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-25 |
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