Best Investors
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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-21 |
Branch Locations
500 N Capital Of Texas Hwy Building 3, Suite 110, Austin, TX 78746 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Austin | TX | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 10/2020 |
| Mml Investors Services, Llc | Austin | TX | 03/2017 | 10/2020 |
| Hightower | Chicago | IL | 10/2020 | Present |
1)INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC THROUGH HART FINANCIAL GROUP (AT BUSINESS ADDRESS) FOR 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 7/2009 2)OWNER OF RENTAL PROPERTY SINGLE FAMILY HOME IN AUSTIN, TX,-0HRS/WK & WKND SINCE 3/2013
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 2002-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-04 |
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