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Sung Hwan Lee

Ameriprise Financial Services, LLC

Gainesville, VA

Haymarket, VA

Vienna, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-01-06
  • VA RA
    APPROVED
    Since 2015-01-06

Branch Locations

7001 Heritage Village Plz Ste 240, Gainesville, VA 20155 • United States

Haymarket, VA • United States

1950 Old Gallows Rd Ste 420, Vienna, VA 22182-3920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Ridge VA 08/2001 03/2020
Ameriprise Financial Services, Llc Manassas VA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-23
S63 Uniform Securities Agent State Law Examination 1995-02-14
  • S66 Uniform Combined State Law Examination
    2001-10-23
  • S63 Uniform Securities Agent State Law Examination
    1995-02-14
Other Names
  • Sung H Lee

View on SEC IAPD

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