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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-27 |
| IL | RA | APPROVED | 2004-07-02 |
Branch Locations
1 East Northwest Hwy Suite 110, Palatine, IL 60067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barnicle & Associates, Ltd. | Palatine | IL | 08/1996 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2004 | Present |
| Wealth Cornerstones, Inc | Palatine | IL | 01/2010 | Present |
1) BARNICLE & ASSOCIATES, LTD.; NOT INV REL; PALATINE, IL; TAX AND ACCOUNTING FIRM; PRESIDENT; START DATE 10/1990; 200 HRS/MTH,: 2) WEALTH CORNERSTONES, INC; PALATINE, IL; DBA FOR FINANCIAL SERVICES ON BEHALF OF GFSC/GFAC; PRESIDENT SINCE 1/1/2010; 4 RS/MTH 3) NAME OF OTHER BUSINESS: BARNICLE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FINANCIAL SERVICES / ACCOUNTING; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40+; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SRVICES AND ACCOUNTING FIRM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-28 |
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