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Julie Louise Shumake

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-09-06
  • MO RA
    APPROVED
    Since 2019-09-06

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Saint Louis MO 03/2015 03/2018
Rfg Advisory Group, Llc Vestavia Hills AL 05/2018 04/2019
Lpl Financial Llc Creve Coeur MO 05/2018 06/2018
Private Client Services Creve Coeur MO 06/2018 04/2019
Wells Fargo Clearing Services St Louis MO 08/2019 Present
Digital Intelligence Systems (Disys) Plano TX 04/2019 08/2019
  • 03/2015 → 03/2018
    Scottrade
    Saint Louis, MO
  • 05/2018 → 04/2019
    Rfg Advisory Group, Llc
    Vestavia Hills, AL
  • 05/2018 → 06/2018
    Lpl Financial Llc
    Creve Coeur, MO
  • 06/2018 → 04/2019
    Private Client Services
    Creve Coeur, MO
  • 08/2019 → Present
    Wells Fargo Clearing Services
    St Louis, MO
  • 04/2019 → 08/2019
    Digital Intelligence Systems (Disys)
    Plano, TX
Previous Registrations
Other Businesses

FINRA; INV RELATED; CHICAGO, IL; DISPUTE RESOLUTION; ARBITRATOR; START: 8/2019; 1 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-12
S63 Uniform Securities Agent State Law Examination 1994-10-04
  • S66 Uniform Combined State Law Examination
    2008-02-12
  • S63 Uniform Securities Agent State Law Examination
    1994-10-04
Other Names
  • Julie L Dewitt
  • Julie Louise Dewitt
  • Julie Dewitt
  • Julie Shumake

View on SEC IAPD

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