Timothy Andrew Herling

Current Employers

Employment History

• 05/2001 → Present
  Raymond James Financial Serivices, Inc
  Westlake, OH
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Westlake, OH

Previous Registrations

• 2003-01-13 → 2006-07-06
  Independent Advisors,Inc.
  Independence, OH

Other Businesses

(1)Name of Business: Creative Wealth Associates Address: 27865 Clemens Rd, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Planning - support company (2)Name of Business: NA Address: 9238 S. Wild Berry Way, Franklin , WI, 53132, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a house in Milwaukee that I rent out. (3)Name of Business: Timothy Herling Inc Address: 27865 Clemens Rd, Westlake, OH, 44145, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Im licensed to sell Term insurance through General Agency

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-01
• S63 Uniform Securities Agent State Law Examination
  1994-10-24