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Steven Michael Tuchband

LPl Financial LLC

Shelton, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-11
CT RA APPROVED 1996-01-12
  • FL RA
    APPROVED
    Since 2018-04-11
  • CT RA
    APPROVED
    Since 1996-01-12

Branch Locations

1077 Bridgeport Ave Ste 301, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Demapac, Inc. Shelton CT 12/1986 Present
Self Employed Trumbull CT 09/1994 Present
Lpl Financial Llc Stratford CT 04/1995 Present
  • 12/1986 → Present
    Demapac, Inc.
    Shelton, CT
  • 09/1994 → Present
    Self Employed
    Trumbull, CT
  • 04/1995 → Present
    Lpl Financial Llc
    Stratford, CT
Other Businesses

(1) 05/01/2007: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - NO TIME SPENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-13
S65 Uniform Investment Adviser Law Examination 1995-10-19
  • S63 Uniform Securities Agent State Law Examination
    1995-12-13
  • S65 Uniform Investment Adviser Law Examination
    1995-10-19
Designations

View on SEC IAPD

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WRIGHT INVESTORS SERVICE INC
THE WINTHROP CORPORATION
WRIGHT PRIVATE ASSET MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PROCYON

Other Investors

JOSEPH JOHN TODICE
CHARLES MELFORD HITE
JOHN MEAD FOREMAN
ANDREW DOMINICK ROSELLI
DANIELA GERHARD
JEREMY HUS
CHRISTOPHER HOLLEY
BRIAN MICHAEL WARD

Other Offices

MML INVESTORS SERVICES, LLC · SHELTON, CT
RB CAPITAL MANAGEMENT, LLC · Shelton, CT
WRIGHT INVESTORS SERVICE INC · SHELTON, CT
THE WINTHROP CORPORATION · SHELTON, CT
WRIGHT PRIVATE ASSET MANAGEMENT LLC · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SHELTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT

More in Shelton, CT

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