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Susan Ann Lombardo

LPl Financial LLC

Columbus, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-11
GA RA APPROVED 2019-06-18
  • TX RA
    APPROVED
    Since 2021-11-11
  • GA RA
    APPROVED
    Since 2019-06-18

Branch Locations

4 Bradley Park Ct, Ste 1E, Columbus, GA 31904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Columbus GA 05/2009 06/2019
Lpl Financial Llc Columbus GA 06/2019 Present
Previous Registrations
Other Businesses

1)05/15/2019 - Advanced Wealth Solutions - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2009

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-04
S63 Uniform Securities Agent State Law Examination 1996-04-29
  • S65 Uniform Investment Adviser Law Examination
    1998-05-04
  • S63 Uniform Securities Agent State Law Examination
    1996-04-29
Designations
Other Names
  • Susan Ann Lombardo
  • Susan Lucas
  • Susan Ann Lombard
  • Susan Ann Posey

View on SEC IAPD

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