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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED_RES | 2008-01-03 |
| AL | RA | APPROVED | 2004-05-12 |
Branch Locations
7600 Hwy 72 W, Suite 201, Madison, AL 35758 • United States
2208 Ringold St Ste 101, Guntersville, AL 35976-1581 • United States
1515 Gunbarrel Rd, Ste 119, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Madison | AL | 05/2004 | Present |
(1) 04/26/2017: No Business Name - Not Investment Related - 399 County Rd 771 Ider AL 35981 - Farm - cattle farming - Started 04/19/2017 - 0 Hours Per Month/0 Hours During Securities Trading. (2) 05/12/2022 - Dixon Wells - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/03/2018 - 1 Hours Per Month/ 1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-07 |
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