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Darrell Steven Little

Wells Fargo Clearing Services, LLC

St. Louis, MO

Charlotte, NC

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-13
VA RA APPROVED 2018-08-22
  • NC RA
    APPROVED
    Since 2026-02-13
  • VA RA
    APPROVED
    Since 2018-08-22

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services,Inc Atlanta GA 09/2014 08/2018
Suntrust Advisory Services Atlanta GA 09/2016 08/2018
Wells Fargo Clearing Services Llc St Louis MO 08/2018 Present
  • 09/2014 → 08/2018
    Suntrust Investment Services,Inc
    Atlanta, GA
  • 09/2016 → 08/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 08/2018 → Present
    Wells Fargo Clearing Services Llc
    St Louis, MO
Previous Registrations
  • 2016-09-21 → 2018-08-07
    Truist Advisory Services, Inc.
    North Chesterfield, VA
    Glen Allen, VA
  • 2011-12-07 → 2016-12-31
    Truist Investment Services, Inc.
    Richmond, VA
    Richmond, VA
    Glen Allen, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-06
S63 Uniform Securities Agent State Law Examination 2007-10-19
  • S66 Uniform Combined State Law Examination
    2011-10-06
  • S63 Uniform Securities Agent State Law Examination
    2007-10-19
Other Names
  • Darrell Steven Little
  • Darrell S Little
  • Darrell Little

View on SEC IAPD

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