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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED_RES | 2015-05-05 |
| NC | RA | APPROVED | 2006-08-31 |
Branch Locations
1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
Durham, NC • United States
Owensboro, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Durham | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Durham | NC | 11/2016 | Present |
FARM RENTAL PROPERTY; INVESTMENT RELATED; BELLFLOWER, IL; AGRICULTURAL FARM; RAISES SOYBEANS & CORN; LEASE TO FARMER; START DATE 9/1991; 0 HRS PER MONTH. CHURCH OF THE GOOD SHEPHERD, INV RELATED, DURHAM, NC, TREASURER, START 4/9/2012, 5 HOURS PER MONTH, ZERO DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-07 |
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