Christopher Lee Browning

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Amelia, OH
• 06/2014 → Present
  Browning Properties, Llc
  Cincinnati, OH
• 02/2009 → Present
  Jpmorgan Chase Bank, N.A.
  Amelia, OH

Previous Registrations

• 2009-02-27 → 2012-10-01
  Chase Investment Services Corp.
  Amelia, OH
  Cincinnati, OH
  Cincinnati, OH
  Batavia, OH
• 2004-11-22 → 2008-11-14
  Fifth Third Securities, Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: BROWNING PROPERTIES, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/18/2014 ADDRESS: 7097 Cincinnati, OH DETAILS: Rental property: 411 CINCINNATI, OH. HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR PER WEEK HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S66 Uniform Combined State Law Examination
  2009-02-20
• S63 Uniform Securities Agent State Law Examination
  1994-10-20

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Chris Browning