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Christopher Lee Browning

J.P. Morgan Securities LLC

Mason, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

5262 Kings Mills Rd, Mason, OH 45040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Amelia OH 10/2012 Present
Browning Properties, Llc Cincinnati OH 06/2014 Present
Jpmorgan Chase Bank, N.A. Amelia OH 02/2009 Present
  • 10/2012 → Present
    Amelia, OH
  • 06/2014 → Present
    Browning Properties, Llc
    Cincinnati, OH
  • 02/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Amelia, OH
Previous Registrations
  • 2009-02-27 → 2012-10-01
    Chase Investment Services Corp.
    Amelia, OH
    Cincinnati, OH
    Cincinnati, OH
    Batavia, OH
  • 2004-11-22 → 2008-11-14
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: BROWNING PROPERTIES, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/18/2014 ADDRESS: 7097 Cincinnati, OH DETAILS: Rental property: 411 CINCINNATI, OH. HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR PER WEEK HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-20
S63 Uniform Securities Agent State Law Examination 1994-10-20
  • S66 Uniform Combined State Law Examination
    2009-02-20
  • S63 Uniform Securities Agent State Law Examination
    1994-10-20
Designations
Other Names
  • Chris Browning

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