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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-02-18
PA RA APPROVED 2010-06-24
TX RA APPROVED_RES 1997-01-07
  • NC RA
    APPROVED
    Since 2022-02-18
  • PA RA
    APPROVED
    Since 2010-06-24
  • TX RA
    APPROVED_RES
    Since 1997-01-07

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

Bald Head Island, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 09/1994 Present
Bank Of America, N.A. Sewickley PA 05/2011 Present
Other Businesses

I*470643Entity Type: CharitableName of OBA: Edgeworth Borough CouncilAddress:Edgeworth, PAInvestment Related:No + no payPosition, Title, Association:Board MemberEmployee Start Date:01/01/2024No Hours: 3 MonthlyNo Hours during trading:0Duties:Edgeworth Borough Council Boro Council member in the town where I live I*1549280, Entity Type: , Name of OBA: R and D D, Address: Sewickley, Pennsylvania, 15143, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/02/2025, No Hours: 12 Yearly, No Hours during Trading: 2 Yearly, Duties: I*3045278, Entity Type: , Name of OBA: MLPF& S CUST FPO R D L RRA FBO R D L, Address: Sewickley, Pennsylvania, 15143, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/21/2025, No Hours: 2 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3045279, Entity Type: , Name of OBA: MLPF& S CUST FPO R D L IRA FBO R D L, Address: Sewickley, Pennsylvania, 15143, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/21/2025, No Hours: 2 Yearly, No Hours during Trading: 1 Yearly, Duties: I*5425270, Entity Type: , Name of OBA: D L, Address: Sewickley, Pennsylvania, 15143, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 08/17/2026, No Hours: 5 Yearly, No Hours during Trading: 5 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-29
S63 Uniform Securities Agent State Law Examination 1994-11-15
  • S65 Uniform Investment Adviser Law Examination
    2010-06-29
  • S63 Uniform Securities Agent State Law Examination
    1994-11-15
Other Names
  • Katherine Kelly Darragh
  • Katie Darragh
  • Katherine K Darragh
  • Katie Larsen

View on SEC IAPD

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