Marty Edward Paul

Current Employers

Employment History

• 06/2014 → 01/2017
  Concert Advisor Services, Inc.
  Gig Harbor, WA
• 02/2016 → 01/2017
  Concert Wealth Management, Inc.
  San Jose, CA
• 10/2016 → Present
  Sowell Financial Services, Llc
  North Little Rock, AR
• 02/2019 → Present
  Lighthouse Wealth Strategies
  Gig Harbor, WA

Previous Registrations

• 2016-02-18 → 2017-01-03
  Concert Wealth Management
  Gig Harbor, WA
  San Jose, CA
• 2016-10-12 → 2016-10-17
  Lighthouse Wealth Strategies
  Gig Harbor, WA
• 2011-03-25 → 2014-07-01
  Northwest Asset Management
  Gig Harbor, WA
  Mercer Island, WA
  Gig Harbor, WA
• 2000-03-27 → 2011-03-28
  Rbc Capital Markets, Llc
  Tacoma, WA

Other Businesses

Mr. Martin Edward Paul is dual registered with Sowell Management Services. In this role Mr. Paul provides financial services including the transacting of a multitude of financial products for clients. He spends approximately 40 hours a week in this endeavor. Mr. Paul is also owner of multiple rental properties: 1) Hunt Tower, LLC., January 21, 2013, 6563 MacDonald Ave. N.W., Gig Harbor, WA 98335; Alternate address: 8116 State Route 302 NW, Gig Harbor, WA 98335; Hunt Tower owns one apartment building and rents apartments for residential and executive suite use. This is investment-related; Member (owns 37.5% of LLC's Units). He does not have required duties; He reviews apartment operations provided by the property manager and he reviews financial documents. <2hrs/mth, <1hr/mth during trading. 2) MP 4, Inc.; October 10, 2003; 3220 Rosedale Street, Suite 101, Gig Harbor, WA 98335; MP 4, Inc. owns three office buildings, and leases space to third parties. It is investment related. Officer: Vice President, Secretary. Director. 50% Shareholder. Duties include negotiating and reviewing leases, reviewing financial documents, and intermittent corporate governance. <2hrs/mth, <1hr/mth during trading. 3) MP 8, Inc., October 2004.; 7218 Pioneer Way, Gig Harbor, WA 98335; MP 8, Inc. owns a piece of improved residential property. 4) MP 10, Inc.; November 22, 2004; 3220 Rosedale St, Ste 101 Gig Harbor, WA 98335; MP 10, Inc. owns an office building and leases space to third parties. It is investment related. Officer: President, Secretary, Treasurer. Chairman of the Board of Directors. 75% Shareholder. Duties include negotiating and reviewing leases, reviewing financial documents, and intermittent corporate governance. <2hrs/mth, <1hr/mth during trading. 5) MP 12, Inc. November 21, 2005; 5923 38th Ave NW, Gig Harbor, WA 98335; MP 12, Inc. owns unimproved real property. This is investment-related; Officer: President, Vice President, Secretary, Treasurer. Chairman of the Board of Directors. 50% Shareholder. Registered Agent. My duties are limited to intermittent corporate governance. <2hrs/mth, <1hr/mth during trading. 6) 111 Rest Haven, 100% owner, Vacation rental property cabin, since Dec 2019, Packwood WA, 3 hours per month, no hours during trading hours, Compensation: rent, not investment related. 7) 112 Rest Haven, 100% owner, Vacation rental property cabin, since 2022, Packwood WA, 3 hours a month not during business hours, not investment related. 8) Marty and Stacy Paul 7218 Pioneer Way, Gig Harbor, WA 98335. March 2020. Raw Land. No hours, no compensation. 9) 5 Via Monarca, Dana Point, CA 100% owner, Vacation Rental Property, 2 hours per month, no hours during trading, Compensation: rent, not investment related. 10) 1600 43rd. Avenue E, Seattle WA 98112, owner, Rental Property, 2 hours per month, no hours during trading, Compensation: rent, not investment related. 11) 4400 Makenna Road, Leehei, HI 96753, owner, Rental Property, 2 hours a month, no hours during trading, Compensation: rent, not investment related. 12) 5440 Makena Alanui Rd, HI 96753, owner, Rental Property, 2 hours a month, no hours during trading. Compensation; rent, not investment related. 13) YMCA, Fundraiser, not investment related, Gig Harbor WA, 2 hours a month not during trading hours, no compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-10
• S63 Uniform Securities Agent State Law Examination
  1994-10-12

Other Names

• Martin Paul