Jayne Marie P. Sullivan

Current Employers

Employment History

• 05/1994 → Present
  Zuk & Associates
  Lake Forest, CA
• 12/1998 → 11/2017
  National Planning Corporation
  Lake Forest, CA
• 04/2017 → Present
  Valley Wealth Strategies, Llc
  Lake Forest, CA
• 11/2017 → Present
  Lpl Financial Llc
  Lake Forest, CA

Previous Registrations

• 2017-05-16 → 2017-12-31
  Valley Wealth Strategies
  Lake Forest, CA
• 2000-12-28 → 2017-12-06
  National Planning Corporation
  San Dimas, CA
  Lake Forest, CA
  Lake Forest, CA
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - No Business Name - Investment Related - Non-Variable Insurance - Non-Variable Insurance(Life, Disability, LTC and Annuities). 2. 11/29/2017 - ZUK FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - FINANCIAL SERVICES - REGISTERED REP/INVESTMENT ADVISOR REP - Start Date 12/18/98. 3. 11/29/2017 - No Business Name - Not Investment Related - San Dimas - Real Estate Rental - Owner, Landlord. 4. 11/29/2017 - GIDDYUP INC - Not Investment Related - LAKE FOREST, CA - Business Entity For Tax/Investment Purposes Only - PRESIDENT - Start Date 06/1996 - GIDDYUP INC - FINANCIAL PLANNING, INVESTMENTS. 5. 1/4/2018 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/2017 - 15 Hours Per Month During Securities Trading - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/8/2018 - Valley Wealth Strategies, LLC - DBA: (Hybrid) Zuk Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/2017 - 15 Hours Per Month During Securities Trading - Asset management and financial planning. 7. 08/29/2023 - Real Estate Rental - Landlord - Investment Related - Eugene, OR - Start Date 09/01/2023 - 5 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-13
• S63 Uniform Securities Agent State Law Examination
  1994-10-27

Other Names

• Jaynemarie P Sullivan
• Jaynemarie Powers
• Jaynemarie P Sullivan
• Jayne Marie Sullivan
• Powers Ambre
• Jayne Marie Powers
• Jayne Marie Ambre
• Jaynemarie Powers Sullivan