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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
| NJ | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
1000 South Ave Suite 103, Staten Island, NY 10314 • United States
521 5Th Avenue Suite 1721 17Th Floor, New York, NY 10175 • United States
Morganville, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 12/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Staten Island | NY | 09/2022 | Present |
| Cetera Investment Advisers Llc ( | Schaumburg | IL | 11/2020 | Present |
1.) WAGNER COLLEGE - CFP INSTRUCTOR; EDUCATION; EDUCATION; START DATE:12/10/2008. 2.) FAUCI RUBANO CAPALDO TOBACCO LLC; PARTNER; START DATE:5/1/2004. 3.) FRCT WEALTH MANAGEMENT GROUP; PARTNER; DBA; START DATE:12/1/2008. 4.) GUIDED PROFESSIONAL SOLUTIONS; PARTNER; DBA; START DATE:12/7/2009. 5.) FAMILY MEMBER IRRECOVABLE TRUST;SUCCESSOR TRUSTEE; FIDUCIARY POSITION (TRUSTEE, POA, EXECUTOR, ETC.); START DATE 04/05/2013 6.) MJCC MANAGEMENT INC; PRESIDENT; START DATE 05/15/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-29 |
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