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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| NJ | RA | APPROVED | 2002-11-04 |
Branch Locations
4 Century Dr Ste 120, Parsippany, NJ 07054 • United States
Livingston, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Parsippany | NJ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Parsippany | NJ | 03/2020 | Present |
Outside Employment; Outside Employment; NYCTCM; Other; 200 Old Country RoadSuite 501Mineola, NY11501, , ** not provided **, N/A, 00000; Not Investment-Related; 12/02/2018; 0 during trading hours; 1 to 9 hours per month / Outside Employment; Nemacolin Holistic Healing Center; Other; 1001 Lafayette Dr, , Farmington, PA, 15437; Not Investment-Related; 02/01/2022; 0 during trading hours; 1 to 9 hours per month / Outside Employment; Lotus Professional College; Other; 8935 Patterson Ave., , Richmond, VA, 23229; Not Investment-Related; 06/14/2023; 0 during trading hours; 10 to 19 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-13 |
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