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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-31 |
| KY | RA | APPROVED | 2010-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Owensboro | KY | 06/2009 | Present |
| Mml Investors Services Inc | Owensboro | KY | 06/2009 | Present |
Name: Ashley-Worth, LLC Inv rel: Y Add: 1601 Frederica Street Owensboro, KY 42301 Nature: Life and health insurance sales Position: Partner Start date: 2010 No. HR/MO: 2 No. HR/MO during sec trading: 0 (2)Name: Ashley-Worth Rentals, LLC Inv rel: Y Add: Residential Address Nature: Simple rental property Position: Partner Start date: 2011 No. HR/MO: 1 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-19 |
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