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Lynda A Durso

Ubs Financial Services Inc.

Greenville, DE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2018-09-27
  • DE RA
    APPROVED
    Since 2018-09-27

Branch Locations

20 Montchanin Road Suite 170, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Wilmington DE 04/2008 Present
Previous Registrations
  • 2008-04-29 → 2018-06-21
    Ubs Financial Services Inc.
    Greenville, DE
  • 2007-04-02 → 2008-04-30
    Morgan Stanley & Co. Llc
    Wilmington, DE
  • 2006-03-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wilmington, DE
    Wilmington, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1994-10-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1994-10-21
Other Names
  • Lynda Durso

View on SEC IAPD

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Other Offices

SPEARHEAD ADMINISTRATIVE SERVICES, LLC · GREENVILLE, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILMINGTON, DE
EDWARD JONES · Greenville, DE
LPL FINANCIAL LLC · WILMINGTON, DE
WELLS FARGO CLEARING SERVICES, LLC · GREENVILLE, DE
MARVIN & PALMER ASSOCIATES · WILMINGTON, DE
COMMONWEALTH FINANCIAL NETWORK · Wilmington, DE
&PARTNERS · Wilmington, DE

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