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300 Park Ave 16Th Fl, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-29 |
| NJ | RA | APPROVED | 2017-10-30 |
Branch Locations
20 Crossways Park Drive North Suite 304, Woodbury, NY 11797 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Secruities Corproation | Westbury | NY | 12/2013 | Present |
| Maxim Financial Advisors | Woodbury | NY | 08/2017 | Present |
124 KILBURN ROAD SOUTH LLC, 124 KILBURN ROAD SOUTH, WEST HEMPSTEAD, NY 11552; START DATE-MARCH 2022, 25% OWNER, RESIDENTIAL REAL ESTATE, BOOKKEEPER-PAY BILLS ONCE A MONTH, 2 HOURS DEVOTED TO THIS BUSINESS DURING NON-SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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