Michael Edward Chadwick

Current Employers

Employment History

• 03/2005 → 06/2019
  Cambridge Investment Research,Inc
  Unionville, CT
• 03/2005 → 06/2019
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 05/2019 → Present
  Chadwick Financial Advisors, Llc
  Canton, CT
• 06/1994 → Present
  Michael Chadwick - Sole Proprietor
  Unionville, CT
• 05/2019 → 06/2019
  Putney Financial Group
  Unionville, CT
• 05/2019 → 09/2024
  Portsmouth Financial Services
  Unionville/Thomaston, CT
• 06/2019 → 01/2021
  Smartlife Financial Group
  Unionville/Thomaston, CT
• 07/2019 → 07/2020
  Claraphi Advisory Network, Llc
  Laguna Hills, CA
• 01/2021 → 09/2024
  Portsmouth-Smartlife Financial Group, Llc
  Atlanta, GA
• 06/2019 → Present
  Fiscal Wisdom Wealth Management Llc
  Canton, CT
• 09/2024 → Present
  Arete Wealth Management
  Chicago, IL

Previous Registrations

• 2019-08-08 → 2020-07-29
  Claraphi Advisory Network, Llc
  Unionville, CT
  Canton, CT
• 2005-03-28 → 2019-06-04
  Cambridge Investment Research Advisors, Inc.
  Unionville, CT
• 2019-05-08 → 2019-06-03
  The Putney Financial Group Llc
  Unionville, CT
  San Rafael, CA
• 2019-05-07 → 2019-05-21
  Portsmouth Financial Services
  Thomaston, CT
  San Francisco, CA
  Canton, CT
  San Francisco, CA
• 2005-03-15 → 2005-03-28
  Cambridge Investment Research, Inc.
  Unionville, CT
  Thomaston, CT
  Manlius, NY
• 2002-01-10 → 2005-03-18
  Park Avenue Securities Llc
  Farmington, CT

Other Businesses

1) Insurance Sales - SOLE PROPRIETOR, 61 MAPLE AVE, CANTON, CT, 6/1994, SELLING LIFE, DISABILITY, HEALTH, & LTC PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. APPROXIMATELY 5 HOURS PER MONTH. 2) Property Holding Co. 61 MAPLE AVE, CANTON, CT, 10/2016 AS OWNER OF LLC THAT OWNS COMMERCIAL PROPERTY, NIR - 1/MO - 0/TRADING, NO DUTIES. 3) Chadwick Financial Advisors, LLC (CT state IA); Investment-Related; 61 Maple Ave, Canton, CT; Financial Advisor; CCO/Managing Member/Investment Advisor Representative; 03/2015; 0 hrs/mo; 0 hrs/mo during securities trading hours; no business at this time. 4) Outside RIA Fiscal Wisdom Wealth Management (SEC IA) (Previously named: Portsmouth-SmartLife Financial Group, LLC); Investment-Related; 61 Maple Ave, Canton, CT; Investment Advisor; Investment Adviser Representative; 20% of time spent; 20% of time spent during securities trading hours; 5) College Counseling. 61 MAPLE AVE, CANTON, CT. 1 hour per week. 7) Farm Business. Family business on personal property. No hours during normal business hours or Securities trading hours. 8) Estate Transfer Service, 61 Maple Ave, Canton, CT 06019; 1 hour per week during trading hours. 9) Noels No Brainers-Insurance Holding Company/Owner/Real Estate Agent; Collinsville, CT; 1 hour per month during trading hours, Start Date: 01/1999.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-18
• S63 Uniform Securities Agent State Law Examination
  1999-01-13

Designations

Other Names

• Mike Chadwick