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61 Maple Avenue, Canton, CT 06019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-01 |
| AZ | RA | APPROVED | 2023-11-17 |
| CT | RA | APPROVED | 2023-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2016 | 09/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2016 | 09/2017 |
| Lpl Financial Llc | Southington | CT | 11/2017 | 10/2022 |
| Webster Bank | Southington | CT | 10/2017 | 10/2022 |
| Sentinel Asset Management, Llc | Wallingford | CT | 11/2022 | 10/2023 |
| Portsmouth Financial Services, Inc. | San Francisco | CA | 10/2023 | 12/2024 |
| Portsmouth - Smartlife Financial Group, Llc | Atlanta | GA | 10/2023 | 12/2024 |
| Arete Wealth Management | Chicago | IL | 12/2024 | Present |
| Fiscal Wisdom Wealth Management | Seymour | CT | 10/2023 | Present |
1. Rental property located at 14 Cherry Street - Real Estate Rental Properties- Owner - Seymour, CT - start date 10/2009 - approximately1 hr/mth, none during securities trading hours - rental properties. 2. Board of Trustees Mary Wade Senior Housing. Address: 118 Clinton Ave,118 Clinton Ave, New Haven, CT 06513 Website: www.marywade.org. 1/2 hour per week, no compensation. 3. Fiscal Wisdom Wealth Management, Canton, CT 06019 and Seymour, CT 06483. Investment Advisor Representative, Start date 10/2023, 160 Hours, 6 during trading hours. 4. Life and Health Agent, Insurance Sales/Agent, Overland Park, KS, 1 hour per month during trading hours, Start date: 12/2016.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-02-25 |
| S65 | Uniform Investment Adviser Law Examination | 2002-09-05 |
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