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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Red Bank | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*395462 - Wall Knights Family Foundation; Investment Related - No; Wall Twp, NJ; Children/Youth, Sports; President (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Mar 2020; During Business Hours: 2; After Business Hours: 8; Business Development/Growth, Administrative. * 429899 â?" Estate; Investment related Yes; Sarasota, FL; April 2021; During business hours: 4; After business hours: 4. *429792 - Estate ; Investment related - Yes; Sarasota, Florida; Agent/Personal Representative; 04/2021; During business hours: 4; After business hours: 4;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-02 |
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