Richard Scott Perkins

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 09/2022
  Nbc Securities Inc
  Birmingham, AL
• 09/2022 → Present
  (Dba) Cb&S Financial Services
  Pike Road, AL
• 09/2022 → 02/2025
  Concourse Financial Group Securities Inc
  Pike Road, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Pike Road, AL
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-09-20 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Pike Road, AL
  Pike Road, AL
  Birmingham, AL
  Birmingham, AL
• 2005-06-24 → 2022-09-14
  Lanark Financial, Inc.
  Birmingham, AL
  Alabaster, AL
  Bessemer, AL
  Birmingham, AL
  Birmingham, AL
  Hueytown, AL
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL
  Indian Springs, AL

Other Businesses

(dba) CB&S FINANCIAL SERVICES (CB&S BANK); Investment Related; 225 Emma Lane, Pike Road, AL 36064; Financial Services; Financial Representative; Start Date 09/2022; 160 hours per month with the majority of hours per month occurring during trading hours; Offer insurance and investment products and services to CB&S Bank customers and prospects. >> EARTH TO MALIBU; Non-Investment Related; Residence; Other; Co-owner; Start Date 01/2020; 10 hours per month; Skincare line co-owned with my spouse. Offer online as well as brick and mortar store sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-24
• S63 Uniform Securities Agent State Law Examination
  1994-10-31

Other Names

• Richard Scott Perkins