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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-05 |
| AL | RA | APPROVED | 2007-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gateway Baptist Church | Montgomery | AL | 01/2003 | 04/2021 |
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Montgomery | AL | 08/2005 | Present |
(1) 05/23/2006 - NO BUSINESS NAME - INV REL - MONTGOMERY, AL - NON-VARIABLE INSURANCE - 2% OF TIME SPENT - SELLING INDIVIDUAL OR GROUP HEALTH INSURANCE FOR GOLDEN RULE INSURANCE CO. (2) 12/06/2006: ISAIAH'S LEGACY - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - CHARITABLE ORGANIZATION WHOSE PRIMARY OBJECTIVE IS HELPING THE POOR AND UNDERPRIVILEGED. I AM THE SECRETARY/TREASURER WITH DUTIES TO ASSIST WITH FUNDRAISING AND DISTRIBUTION OF CHARITABLE GIFTS ALONG WITH OTHER NORMAL DUTIES OF CORPORATE SECRETARY. - 1% TIME SPENT (3) 02/10/2009: NO BUSINESS NAME - COIN TRADING - SELL RARE COINS AND PRECIOUS METALS. - TIME SPENT 5% (4) 01/22/2015 - LEGACY ADVISORS, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 120 HOURS PER MONTH - MONTGOMERY, AL (5) 12/21/2021 - AB Holdings Group, LLC - Investment Related - Panama City, FL and Pike Road AL 36064 - Real Estate Rental - Start Date: 12/07/2021 - 1 Hour Per Month/0 Hours During Securities Trading. (6) 11/10/2022 - No Business Name - Investment Related - Auburn, AL 36830 - Real Estate Rental - Start Date - 09/16/2022 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-03 |
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