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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
IL RA APPROVED 2017-01-26
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • IL RA
    APPROVED
    Since 2017-01-26

Branch Locations

8340 Lincoln Avenue Suite 116, Skokie, IL 60077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S.J. Kerr, Ltd Skokie IL 06/1991 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2017 Present
  • 06/1991 → Present
    S.J. Kerr, Ltd
    Skokie, IL
  • 03/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2017 → Present
    Schaumburg, IL
Other Businesses

1) S.J. KERR, LTD - ACCOUNTING, AUDITS, VARIOUS INCOME TAX RELATED - NOT INVESTMENT RELATED -TITLE: PRINCIPAL - (START DATE NOT LISTED ON ACTIVITY FORM) - WORK 50 HRS/WK.; 2) RECEIVE RENEWALS ON ANNUITY POLICIES,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-07
S63 Uniform Securities Agent State Law Examination 1994-11-10
  • S65 Uniform Investment Adviser Law Examination
    2016-11-07
  • S63 Uniform Securities Agent State Law Examination
    1994-11-10

View on SEC IAPD

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