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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-08
TX RA APPROVED_RES 2026-01-07
  • FL RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED_RES
    Since 2026-01-07

Branch Locations

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

301 Se Ocean Blvd, Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 09/2005 03/2019
Suntrust Advisory Services, Inc. Atlanta GA 09/2016 03/2019
Synovus Securities, Inc. Stuart FL 04/2019 12/2023
Synovus Bank Stuart FL 04/2019 12/2023
Raymond James Financial Services, Inc. Boca Raton FL 04/2024 01/2026
Raymond James Financial Services Advisors, Inc. Boca Raton FL 04/2024 01/2026
Unemployed Stuart FL 12/2023 04/2024
Wells Fargo Clearing Services, Llc Boca Raton FL 01/2026 Present
Previous Registrations
  • 2024-04-23 → 2026-01-09
    Boca Raton, FL
  • 2019-04-08 → 2023-12-21
    Columbus, GA
    Stuart, FL
    Columbus, GA
  • 2016-09-16 → 2019-04-01
    Stuart, FL
  • 2005-09-08 → 2016-12-31
    Truist Investment Services, Inc.
    Miami, FL
    Port St. Lucie, FL
    Port St Lucie, FL
    Hobe Sound, FL
    Port St. Lucie, FL
    Vero Beach, FL
    Vero Beach, FL
    Stuart, FL
    Palm Beach Gardens, FL
    Lake Worth, FL
    West Palm Beach, FL
    Weston, FL
    Bal Harbour, FL
    Pembroke Pines, FL
    Miramar, FL
    Davie, FL
    Miramar, FL
    Hollywood, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Weston, FL
    Davie, FL
    Key Biscayne, FL
    Miami, FL
    Deerfield Beach, FL
    Deerfield Beach, FL
    Boca Raton, FL
    Fort Lauderdale, FL
    Hobe Sound, FL
    Boca Raton, FL
    Ft. Lauderdale, FL
    Miami, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Lake Worth, FL
    West Palm Beach, FL
    Fort Lauderdale, FL
    Lantana, FL
    Wellington, FL
    North Palm Beach, FL
    Vero Beach, FL
    Stuart, FL
    Stuart, FL
    West Palm Beach, FL
    West Palm Beach, FL
    Fort Lauderdale, FL
    Boca Raton, FL
  • 2001-11-02 → 2005-09-16
    West Palm Beach, FL
Other Businesses

(1)Name of Business: AJL Marketplace LLC, DBA Treasure Coast Home and Decor Address: 33 SE Ocean Blvd, Stuart, FL, 34994, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/29/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own this with my wife who runs the day to day operations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-27
S63 Uniform Securities Agent State Law Examination 1994-12-02
  • S65 Uniform Investment Adviser Law Examination
    1999-11-27
  • S63 Uniform Securities Agent State Law Examination
    1994-12-02

View on SEC IAPD

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