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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-29 |
| CA | RA | APPROVED | 2009-08-12 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
Sherman Oaks, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beverly Hills | CA | 07/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, NEWPORT BEACH, CA, 100% OWNERSHIP, START DATE 11/19/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, COLLECT RENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-23 |
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