James Lebaron Springer

Current Employers

Employment History

• 08/2014 → Present
  Stifel Nicolaus & Co Inc
  Sarasota, FL

Previous Registrations

• 2002-02-21 → 2014-08-14
  Ubs Financial Services Inc.
  Sarasota, FL
  Sarasota, FL

Other Businesses

1. JM Land Ventures; 5888 Houston Ln Crestview FL 32539; Spec home construction; Manager/ Member; Lend money to brother in law for home construction; affiliation started 01/03/2011; 1 hour per year; not during securities trading hours; not investment-related. 2. Springer Ventures LLC; 8734 Monterey Loop, Bradenton, FL, 34212; LLC Partner-Co-Owner of Anytime Fitness through Springer Ventures LLC; 4/13/2018; 0.00 Hour(s) Per Day - not during securities trading hours; Not-investment related 3. Sigma Chi Area Alumni Group;138 Arcadia FL 34266;Alumni Fraternity Group; President; organize social events; 6/3/19;12 hr/yr; not during securities trading hours; not investment related. 4. Gamma Theta Foundation, Inc; 600 Highland Avenue, Windemere, FL 34786; Scholarship fund for the Sigma Chi Fraternity; Director; Facilitate the direction of funds; 02/10/2021; 5 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 5. The Midnight Pass Society II Inc; 5355 McIntosh Rd, Sarasota, FL 34233; An org dedicated to re-opening the Midnight Pass to the Gulf of Mexico from Little Sarasota Bay; Board Member; Community organization; 07/06/2022; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 6. Gamma Theta 2020 LLC, 100 South Eola Dr - Unit 1506, Orlando, FL 32801; Construction and Scholarship for University of Florida Sigma Chi Fraternity; Director; To facilitate the direction of funds to be used for construction of UF Sigma Chi Fraternity House and Scholarship; 8/27/19; 5 hr/Qtr; Not During Securities Trading Hours; Not Investment Related. 7. Point of Rocks Legacy LLC; 6920 Point of Rocks Sarasota, FL 34242; Investment Property; Managing Officer; Property Oversight; 6/12/25; 1hr/mth; Not during securities trading hours; Investment related 8. The Original Beach House Charters LLC; 8285 Midnight Pass Road Sarasota FL 34242; Boat Charter; Managing Partner; Manager; 05/22/2026; 1 hr/week; Not during security trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-01
• S63 Uniform Securities Agent State Law Examination
  1994-10-20

Other Names

• James Lebaron Springer