Best Investors
Account
Sign in
Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-26 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Diamond Bar, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Glendale | CA | 03/2013 | 07/2022 |
| Nylife Securities Llc | Glendale | CA | 04/2013 | 07/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2022 | Present |
[Southwest Council Fly Fishers International; The council is a coordinating and support organization that collaborates with member Fly Fishing clubs across Southern California / Southern Nevada; 7933 Jellico Ave Northridge, CA 91325; Start Date 07/2016; Role/Title: Volunteer Director; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours] California State Polytechnic University Pomona, Alumni Association Board of Directors; Start Date 04/2018; Role/Title: Volunteer Director; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-21 |
| S66 | Uniform Combined State Law Examination | 2006-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-26 |
Reach out to this advisor