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William Lucas Nichols

Morgan Stanley

Alpharetta, GA

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-12
GA RA APPROVED 2013-08-21
  • TX RA
    APPROVED_RES
    Since 2014-02-12
  • GA RA
    APPROVED
    Since 2013-08-21

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nichols & West Properties Llc Toccoa GA 01/1992 Present
Morgan Stanley Alpharetta GA 08/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/1992 → Present
    Nichols & West Properties Llc
    Toccoa, GA
  • 08/2013 → Present
    Alpharetta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2005-03-10 → 2013-08-26
    Joyn Advisors, Inc.
    Atlanta, GA
  • 2007-08-01 → 2013-08-19
    Securian Financial Services, Inc.
    Atlanta, GA
    Atlanta, GA
  • 2005-03-10 → 2011-12-05
    Gv Financial Advisors, Inc.
    Atlanta, GA
Other Businesses

1. NICHOLS & WEST PROPERTIES LLC; PO BOX 656 TOCCOA, GA 30577; REAL ESTATE INVST& MGMT; OWNER; 1/92-PRES; 5 HRS/MNTH; 0 TRADING HRS**

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-29
S63 Uniform Securities Agent State Law Examination 1994-09-24
  • S65 Uniform Investment Adviser Law Examination
    1995-11-29
  • S63 Uniform Securities Agent State Law Examination
    1994-09-24
Designations
Other Names
  • Bill Nichols

View on SEC IAPD

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