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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-14
CT RA APPROVED 2024-04-01
NY RA APPROVED 2022-02-10
NJ RA APPROVED 2019-12-05
TX RA APPROVED_RES 2014-09-03
  • FL RA
    APPROVED
    Since 2025-04-14
  • CT RA
    APPROVED
    Since 2024-04-01
  • NY RA
    APPROVED
    Since 2022-02-10
  • NJ RA
    APPROVED
    Since 2019-12-05
  • TX RA
    APPROVED_RES
    Since 2014-09-03

Branch Locations

80 Washington St Ste E11, Norwell, MA 02061 • United States

13 Main Street Ste 4, Sparta, NJ 07871 • United States

1855 Victory Blvd, Staten Island, NY 10314 • United States

Deerfield Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Braintree MA 12/1994 03/2020
Onipa'a Enterprise, Llc Norwell MA 05/2016 Present
Ameriprise Financial Services, Llc Norwell MA 03/2020 Present
  • 12/1994 → 03/2020
    Ameriprise Financial Services, Inc.
    Braintree, MA
  • 05/2016 → Present
    Onipa'a Enterprise, Llc
    Norwell, MA
  • 03/2020 → Present
    Norwell, MA
Other Businesses

Business Ownership; RAM80 Realty, LLC; Trustee; Real Estate property; 80 Washington Street, Bld E-11, , Norwell, MA, 02061; Investment-Related; 11/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / RAM24 Realty, LLC; Trustee; Residential Real Estate; 24 Cherry Lane, , Scituate, MA, 02066; Not Investment-Related; 11/30/2019; 0 hours per month; 0 during trading hours / RAM1549, LLC; This LLC simply holds a vaca property and established for liability protection. I am now anticipating potential rental income.; Not a business - LLC to house vacation property.; 1549 SE 8th Street, , Deerfield Beach, FL, 33441; Not Investment-Related; 05/13/2022; 0 hours per month; 0 during trading hours / PAR-NextGen Consulting, LLC; Owner; Consulting; 1549 NE 8th Street, , Dearfield Beach, FL, 33441; Not Investment-Related; 07/01/2024; 40 to 59 hours per month; 10 to 19 during trading hours. Other Business Activities; Sold property; Sold Real Estate housed in YTB Realty Trust; 101 Longwater Circle, , Norwell, MA, 02061; Not Investment-Related; 11/22/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-15
  • S63 Uniform Securities Agent State Law Examination
    1994-09-15
Designations

View on SEC IAPD

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