Jimmy Tsong(Hsin) Lee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1994 → 08/2020
  Waddell & Reed, Inc.
  Plano, TX
• 08/1994 → 08/2020
  Various Insurance Carriers For W & R Insurance Agencies
  Plano, TX
• 07/2020 → 08/2020
  Roy Wiesner, Cpa
  Hempstead, TX
• 07/2020 → 08/2020
  Dba As Max Tax Refunds
  Katy, TX
• 09/2020 → Present
  Lpl Financial Llc
  Plano, TX

Previous Registrations

• 1994-09-13 → 2020-09-09
  Waddell & Reed
  Fort Worth, TX
  Dallas, TX
  Colleyville, TX
  Colleyville, TX
  Arlington, TX
  Seattle, WA
  Edmond, OK
  Fort Worth, TX
  Dallas, TX
  Plano, TX
  Dallas, TX
  Southlake, TX
  Fort Worth, TX
  Arlington, TX
  Waco, TX
  Austin, TX
  Sugar Land, TX
  Plano, TX
  Frisco, TX
  The Woodlands, TX
  San Antonio, TX
  Dallas, TX
  The Woodlands, TX
  Austin, TX
  Houston, TX
  Arlington, TX
  Dallas, TX

Other Businesses

1) 09/03/2020 - JTL Tax Partners LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Home Based - Start 2020 2) 09/03/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - JTL WEALTH PARTNERS - INVESTMENT RELATED - PLANO, TX 75024 - Start 2018 3) 09/03/2020 - NOTARY - JIMMY LEE - 1HR/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - At Reported Business Location(s) - Start 1995

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-08
• S63 Uniform Securities Agent State Law Examination
  1994-09-09

Other Names

• Jimmy Tsonghsin Lee
• Jimmy Lee