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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-10-22 |
| RI | RA | APPROVED | 2014-03-19 |
Branch Locations
475 Kilvert Street Suite 330, Warwick, RI 02886 • United States
36 South County Commons Way Unit C2, South Kingstown, RI 02879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Inc. | Providence | RI | 05/1994 | 07/2022 |
| Janney Montgomery Scott Llc | Providence | RI | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-21 |
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