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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-08-21 |
| TX | RA | APPROVED_RES | 2009-08-14 |
Branch Locations
2 North Tamiami Trail, Sarasota, FL 34236 • United States
2770 Nw 43Rd Street Suite B, Gainesville, FL 32606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Gainsville | FL | 08/2009 | Present |
1. Marina Condo Rental; 388 Aruba Cir. #202 Bradenton, FL 34209; Rental Property; Owner; Maintain property; 02/06/2020; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-25 |
| S65 | Uniform Investment Adviser Law Examination | 1994-11-25 |
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