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James Lee Taylor

Cetera Investment Advisers LLC

Peoria Heights, IL

Zephyrhills, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-20
TX RA APPROVED_RES 2022-11-03
IL RA APPROVED 2020-11-12
  • FL RA
    APPROVED
    Since 2025-05-20
  • TX RA
    APPROVED_RES
    Since 2022-11-03
  • IL RA
    APPROVED
    Since 2020-11-12

Branch Locations

4700 N. Prospect Rd Suite A2B, Peoria Heights, IL 61616 • United States

37117 Karen Ave, Zephyrhills, FL 33542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 02/1995 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Peoria Heights IL 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 02/1995 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Peoria Heights, IL
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Peoria, IL
    Peoria Heights, IL
  • 1999-11-10 → 2012-07-02
    First Allied Securities, Inc.
    Peoria Heights, IL
    Peoria Heights, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-20
S63 Uniform Securities Agent State Law Examination 1994-10-14
  • S65 Uniform Investment Adviser Law Examination
    1999-09-20
  • S63 Uniform Securities Agent State Law Examination
    1994-10-14
Other Names
  • Jim Taylor

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
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THRIVENT ADVISOR NETWORK, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
OSAIC WEALTH, INC.
EDWARD JONES
DAVID VAUGHAN INVESTMENTS, LLC

Other Investors

SCOTT MARSHALL MABEE
Ryan A Miller
JAYME RYAN BAILEY
TODD THOMAS NETHERY
Joshua RICHARD Carstens
Whitney E Goldstein
Jeffrey D Bailey
MOLLIE LYNN RUSHING

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Peoria Heights, IL
RAYMOND JAMES & ASSOCIATES, INC. · Peoria Heights, IL
NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL
NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL
THRIVENT ADVISOR NETWORK, LLC · Peoria Heights, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Peoria Heights, IL
OSAIC WEALTH, INC. · PEORIA HEIGHTS, IL
EDWARD JONES · PEORIA HEIGHTS, IL

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