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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-10
  • IL RA
    APPROVED
    Since 2025-06-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services, Inc Chicago IL 08/2009 08/2024
Huntington Securities, Inc Chicago IL 08/2024 05/2025
Empower Advisory Group, Llc Greenwood Village CO 05/2025 Present
Empower Financial Services, Inc Greenwood Village CO 05/2025 Present
  • 08/2009 → 08/2024
    Harris Investor Services, Inc
    Chicago, IL
  • 08/2024 → 05/2025
    Huntington Securities, Inc
    Chicago, IL
  • 05/2025 → Present
    Greenwood Village, CO
  • 05/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2022-01-11 → 2024-05-24
    Fidelity Personal And Workplace Advisors
    Chicago, IL
  • 2009-11-06 → 2021-04-09
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

NATALIE FISK/LOTUS FLOWER. START DATE 1986. HAIR AND MAKEUP ARTIST. TIME INVOLVED NON DURING TRADING HOURS, INCOME EARNED $0.00.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-28
S63 Uniform Securities Agent State Law Examination 1996-04-26
  • S66 Uniform Combined State Law Examination
    2009-09-28
  • S63 Uniform Securities Agent State Law Examination
    1996-04-26
Other Names
  • Natalie Lynn Fisk
  • Natalie Fisk

View on SEC IAPD

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