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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-05-03
  • MN RA
    APPROVED
    Since 2021-05-03

Branch Locations

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 05/2004 Present
Thrivent Financial Minneapolis MN 05/2012 Present
Thrivent Distributors Llc Minneapolis MN 11/2015 Present
  • 05/2004 → Present
    Minneapolis, MN
  • 05/2012 → Present
    Thrivent Financial
    Minneapolis, MN
  • 11/2015 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
Previous Registrations
Other Businesses

MARY KAY POSITION: Independent Beauty Consultant NATURE: Direct sales of skin care and cosmetics products. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2015 ADDRESS: 1305 53rd Avenue NE, Fridley MN 55421, United States DESCRIPTION: I became an Independent Beauty Consultant primarily for the purpose of purchasing Mary Kay products at cost for personal use. However, I may also sell products to friends and family members and to other individuals who are referred to me. I currently devote less than 10 hours per month to this business but would not expect it to exceed that level. MOMENTS CAPTURED BY MOGOLLON POSITION: Free-Lance Photographer NATURE: Small photography business. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 1305 53rd Avenue NE, Fridley MN 55421, United States DESCRIPTION: Photographer - take photos of people (infants, children, families, seniors). Also do travel and landscape photography that could be sold as prints, cards and other products. MOGOLLON ENTERPRISES, LLC POSITION: Owner NATURE: Construction and remodeling services. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2009 ADDRESS: 1305 53rd Avenue NE, Fridley MN 55421, United States DESCRIPTION: Invoicing and recordkeeping for my husband's sub-contractor business. He earns income through this business that is reported on our joint tax return, but I am not paid for my services. HOPE CHRISTIAN CHURCH (IN PROCESS OF CHANGING NAME TO CONNECTION CHURCH) POSITION: Treasurer NATURE: Church/place of worship. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2009 ADDRESS: 4911 Hodgson Road, Shoreview MN 55126, United States DESCRIPTION: Church Treasurer. My responsibilities include financial reporting, making bank deposits (such as weekly offerings), paying all salaries, bills, reimbursements, etc., and issuing offering receipts, 1099s and W-2 statements. This is a volunteer position. Served as Treasurer from 4/1/2009 until March 2024. Named Assistant Treasurer in March 2024. In February 2025, I was named Treasurer again and a new Assistant Treasurer was selected.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-08
S63 Uniform Securities Agent State Law Examination 2000-12-16
  • S66 Uniform Combined State Law Examination
    2007-11-08
  • S63 Uniform Securities Agent State Law Examination
    2000-12-16
Other Names
  • Kris Hanson
  • Kris J. Mogollon
  • Kristine Joy Hanson

View on SEC IAPD

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