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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Gold River | CA | 09/2011 | 03/2020 |
| Various Insurance Carriers For W&R Insurance Agencies | Vacaville | CA | 03/2020 | Present |
| Waddell & Reed, Inc | Vacaville | CA | 03/2020 | Present |
| Ameriprise Financial Services | Gold River | CA | 10/2011 | 03/2020 |
| Waddell & Reed, Inc. | Vacaville | CA | 03/2020 | Present |
| Crossroads Christian Church Vacaville | Vacaville | CA | 01/2011 | Present |
| Waddell & Reed, Inc. | Vacaville | CA | 03/2020 | Present |
| Mdg Legacy Advisors, Inc. | Vacaville | CA | 06/2020 | Present |
| Lpl Financial Llc | Vacaville | CA | 07/2021 | Present |
1. 6/8/2020/Michele De George/MDG Legacy Advisors, Inc./DBA for LPL Business (entity for LPL business)/Investment Related/0 HRS/MO/Vacaville, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-05 |
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