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Jeffrey Charles Sonntag

Ameriprise Financial Services, LLC

New Castle, PA

Canfield, OH

New Castle, PA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-08-15
OH RA APPROVED 1999-09-12
  • PA RA
    APPROVED
    Since 2003-08-15
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

3009 Wilmington Rd Ste C2, New Castle, PA 16105 • United States

565 E Main St Ste 215, Canfield, OH 44406 • United States

New Castle, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Wilmington PA 09/2005 03/2020
Ameriprise Financial Services, Llc New Castle PA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-24
S63 Uniform Securities Agent State Law Examination 1995-07-13
  • S66 Uniform Combined State Law Examination
    2003-09-24
  • S63 Uniform Securities Agent State Law Examination
    1995-07-13

View on SEC IAPD

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