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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED_RES 2006-06-13
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2006-06-13

Branch Locations

285 Jericho Turnpike 2Nd Floor, Mineola, NY 11501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2003 06/2020
Equitable Advisors, Llc New York NY 01/2003 Present
Other Businesses

OUTSIDE INSURANCE- HEALTH; 10/1999 Health First; RENTAL PROPERTY, LANDLORD - OWNER - COLLECT RENT AND PAY EXPENSES TO MAINTAIN PROPERTY; Brother Helping, Inc.Cotrustee with 2 brothers on parents IRRV Trust Executor for Joseph R Fiorentino from 10/10/2015 Health First Societa Concordia Partanna, Inc, Ridgewood, NY, Board Member,2/1/20, attends monthly meetings to discuss membership and club activities, 2hrs/mo; Realtor - Personal & Family Use - started 3/2024; Master of the Masonic Lodge, Charitible Organization, Garibaldi Lodge, #542 NYC, 71 W 23rd Street, NY, NY 10010, 6hrs p/ month, 5/20/2024; Associazione Culturale Italiana di New York, 66-31 Fresh Pond Rd, Ridgewood, NY, Board Member; ASHAR Group Life Settlements

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-29
S63 Uniform Securities Agent State Law Examination 1994-11-04
  • S65 Uniform Investment Adviser Law Examination
    2002-08-29
  • S63 Uniform Securities Agent State Law Examination
    1994-11-04
Other Names
  • Vincent Cesare

View on SEC IAPD

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