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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2024-01-02
  • WY RA
    APPROVED
    Since 2024-01-02

Branch Locations

200 E 8Th Avenue Suite 202, Cheyenne, WY 82001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins. Co. Wheatland WY 04/1994 Present
Nylife Securities Inc. Casper WY 08/1994 Present
Eagle Strategies Llc Cheyenne WY 01/2024 Present
  • 04/1994 → Present
    New York Life Ins. Co.
    Wheatland, WY
  • 08/1994 → Present
    Nylife Securities Inc.
    Casper, WY
  • 01/2024 → Present
    Cheyenne, WY
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; investment related; start date 10/2010]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-29
S63 Uniform Securities Agent State Law Examination 1994-11-11
  • S65 Uniform Investment Adviser Law Examination
    2023-12-29
  • S63 Uniform Securities Agent State Law Examination
    1994-11-11

View on SEC IAPD

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