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Theresa Ann Williams

Morgan Stanley

Orlando, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-27
FL RA APPROVED 2016-10-17
  • TX RA
    APPROVED
    Since 2016-12-27
  • FL RA
    APPROVED
    Since 2016-10-17

Branch Locations

201 East Pine Street 11Th Floor, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Orlando FL 06/2002 10/2016
Wells Fargo Advisors Llc Orlando FL 05/2009 10/2016
Morgan Stanley Orlando FL 10/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 11/2016 Present
  • 06/2002 → 10/2016
    Wachovia Bank, N.A.
    Orlando, FL
  • 05/2009 → 10/2016
    Wells Fargo Advisors Llc
    Orlando, FL
  • 10/2016 → Present
    Morgan Stanley
    Orlando, FL
  • 11/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-22
S63 Uniform Securities Agent State Law Examination 1994-09-28
  • S66 Uniform Combined State Law Examination
    2013-01-22
  • S63 Uniform Securities Agent State Law Examination
    1994-09-28
Designations
Other Names
  • Theresa Hopkins
  • Theresa Ann Williams
  • Theresa Metz
  • Theresa Ann Metz

View on SEC IAPD

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