Best Investors Account Sign in
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-03
CT RA APPROVED 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2025-10-03
  • CT RA
    APPROVED
    Since 2013-11-20

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

538 Preston Avenue, Meriden, CT 06450-4858 • United States

31 Liberty St Unit 306, Southington, CT 06489 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rich Capital Oxford CT 02/2007 Present
Osaic Institutions, Inc. (Formerly Infinex Investments, Inc.) Meriden CT 11/2013 Present
Bomar Adventures, Llc Oxford CT 01/2010 Present
  • 02/2007 → Present
    Rich Capital
    Oxford, CT
  • 11/2013 → Present
    Osaic Institutions, Inc. (Formerly Infinex Investments, Inc.)
    Meriden, CT
  • 01/2010 → Present
    Bomar Adventures, Llc
    Oxford, CT
Previous Registrations
  • 2006-04-27 → 2013-11-20
    Harvest Capital Advisors, Llc
    Oxford, CT
    Avon, CT
    Southington, CT
  • 2000-03-23 → 2006-04-27
    Naugatuck, CT
    Oxford, CT
    Cheshire, CT
Other Businesses

(1) BOMAR ADVENTURES, LLC. Commercial real estate. Managing partner. started in 2009. MANAGE RENTAL Properties. 80% owner. Approx 4 hours per month not during trading hours. (2) Rich Capital Financial Services. Yes, investment related. Financial consulting. Co-owner, registered representative. Started 2006. Approx 160 hours per month. Approx 136 hours during trading hours. 3.) TAMMAT LLC 48 TRAM DR. OXFORD, CT 06478. REAL ESTATE. MANAGING MEMBER. OWNER. 0 HOURS PER MONTH. O DURING TRADING HOURS. 4.) Waterbury YMCA Endowment Fund. Endowment committee board. Not investment related. Board Member. Started November 2025. Consult and advise on endowment goals. No compensation. Approx 4 hours per month not during market hours. 5.) Torrey s. Crane Company. Not investment related. Board member. Started Jan 2026. Approx 1 hour per month not during trading hours. Solder company. Intermediary to help family members communicate during board meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-07
S63 Uniform Securities Agent State Law Examination 1995-06-06
  • S65 Uniform Investment Adviser Law Examination
    1996-06-07
  • S63 Uniform Securities Agent State Law Examination
    1995-06-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Meriden, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor