John Brendan Castelot

Current Employers

Employment History

• 09/1993 → 05/2017
  Ams Financial Corporation
  Manchester, NH
• 11/2003 → Present
  Northeast Planning Associates, Inc.
  Fairhaven, MA
• 07/2007 → Present
  Lpl Financial, Llc
  Fairhaven, MA

Previous Registrations

• 2003-11-19 → 2004-09-29
  Mutual Service Corporation
  Manchester, NH
  Bedford, NH
  Manchester, NH
• 2002-07-24 → 2003-11-13
  Veravest Investment Advisors, Inc.
  Bedford, NH
• 2000-08-30 → 2002-05-23
  Sunamerica Securities, Inc.
  Manchester, NH

Other Businesses

1. 07/23/2007 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/30/2016 - Northeast Planning Associates, Inc. - Registered Investment Advisor - DBA: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - 16 Hr/Mo - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in Nov 2003. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 5/18/2017 - JBC Financial Corp - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2015 - 15 Hours Per Month/0 Hours During Securities Trading. 4. 11/22/2019 - Sconticut Neck Properties, LLC - Investment related - Fall River, MA - Real Estate Rental - start date:11/01/2019 - 10 hrs/mo - 0 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-16
• S63 Uniform Securities Agent State Law Examination
  1994-10-19

Other Names

• John B Castelot