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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-11
TX RA APPROVED_RES 2026-05-05
  • CT RA
    APPROVED
    Since 2026-05-11
  • TX RA
    APPROVED_RES
    Since 2026-05-05

Branch Locations

16 Berdon Way, Fairhaven, MA 02719 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairhaven MA 09/2022 Present
Unemployed Norwood MA 01/2022 09/2022
Joest Llc Dedham MA 10/2016 01/2022
Nnmv Inc/ Mavilis Llc Bellingham MA 05/2013 10/2016
Bank Of America, N.A. Fairhaven MA 02/2026 Present
  • 09/2022 → Present
    Fairhaven, MA
  • 01/2022 → 09/2022
    Unemployed
    Norwood, MA
  • 10/2016 → 01/2022
    Joest Llc
    Dedham, MA
  • 05/2013 → 10/2016
    Nnmv Inc/ Mavilis Llc
    Bellingham, MA
  • 02/2026 → Present
    Bank Of America, N.A.
    Fairhaven, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-27
  • S66 Uniform Combined State Law Examination
    2026-03-27
Other Names
  • Sarah Doolan

View on SEC IAPD

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