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521 College Street, Asheville, NC 28801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-03-20 |
| TX | RA | APPROVED | 2024-03-20 |
| VA | RA | APPROVED | 2024-03-20 |
| NY | RA | APPROVED | 2021-04-14 |
| NC | RA | APPROVED | 2014-12-22 |
| SC | RA | APPROVED | 2014-11-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Asheville | NC | 09/2006 | 12/2020 |
| Act Advisors, Llc | Asheville | NC | 10/2014 | Present |
10/3/2019 - Asheville Executive Suites. Investment Related. 521 College Street, Asheville NC 28801. Real Estate Rental. Started 08/01/2007. 1 Hour Per Month. 0 Hours During Securities Trading. Rental of one floor of office building to a single tenant.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-12 |
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