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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

231 Salina Meadows Pkwy, Syracuse, NY 13212 • United States

Good Life Advisors, Llc

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

231 Salina Meadows Pkwy, Syracuse, NY 13212 • United States

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc East Syracuse NY 12/2010 Present
Independent Financial Partners Syracuse NY 07/2014 11/2018
Good Life Advisors, Llc East Syracuse NY 12/2018 Present
Previous Registrations
Other Businesses

1. 3/2/2016 - Independent Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/19/2016 - 160 Hours Per Month During Securities Trading. 2. 12/19/2018 - Good Life Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/04/2018 - 10 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Good Life Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/10/2019 - Good Life Advisors - DBA: (Hybrid) INDEPENDENT RETIREMENT PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/16/2010 - 600 Hours Per Month/6 Hours During Securities Trading. 4. 4/7/2021 - Gabrielle Chocolates and Ice Cream - Not Investment Related - 8240 Cazenovia Road Manlius, NY 13104 - Outside/W-2 Employment - Start Date: 1/1/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Ice Cream manufacturing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-05
S63 Uniform Securities Agent State Law Examination 1994-11-11
  • S66 Uniform Combined State Law Examination
    2015-01-05
  • S63 Uniform Securities Agent State Law Examination
    1994-11-11

View on SEC IAPD

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